prior probability

Nozick grapples with Locke’s famous proviso (the one purporting to limit the right of private ownership) in the last few pages of Section I of Chapter 7 of ASU. In brief, according to Locke, the initial acquisition of private property in the state of nature is morally justified only when ‘enough and as good [is] left in common for others.’ (See p. 175). In other words, everyone has a right to acquire land so long as no one else is made worse off by such acquisition, but as Nozick notes on p. 176, there are two ways in which you may be made worse off (contra Locke’s proviso) when someone else (a neighbor, say) acquires a plot of land: (1) even if many other plots of land are still available to you, you have lost the opportunity to acquire a particular plot of land, since you now won’t be able to acquire the specific plot of land acquired by your neighbor, and (2) your freedom of action will also be restricted, since now you won’t be allowed to intrude upon or use in any way your neighbor’s plot of land. Does Locke’s proviso make private property untenable?

Not so fast, argues Nozick. There are two reasons why private ownership may not run afoul of Locke’s proviso. First, according to Nozick (p. 177), private ownership makes everyone better off “by putting [assets] in the hands of those who can use them most efficiently.” (This proposition, however, is true only if the right of acquisition of property rights also entails a right to transfer such rights and not just a right of possession, something which is not obvious.) Secondly, and far more importantly, however, is that we need to establish a base line for comparison to determine whether the institution of private property makes people (most?; all?) better off. Is the base line a world without any private property?

For our part, what about essential natural resources like air and bodies of water? Are there some assets that should always be owned in common? If so, how should we draw the private-public ownership line? This concludes our review of Section I of Chapter 7 of ASU. Due to other commitments, we will call a time out for the next few days and jump into Section II next week …

Credit: Dion Loker

Nozick devotes the next few pages of Chapter 7 (pp. 174-182) to Locke’s “sweat equity” or labor theory of property rights acquisition and to the so-called “Lockean proviso” — the moral claim that everyone has a right to acquire land so long as no one else is made worse off. Let’s talk about Locke’s labor theory today. (Entire books have been written about this theory. See, for example, Christopher Aaron Berke, A New Look at John Locke’s Labor Theory of Property Appropriation, (2013), pictured below. But Nozick’s explanation in ASU is still the best!) According to Nozick (p. 174), “Locke views property rights in an unowned object as originating through someone’s mixing his labor with it.” But as Nozick correctly notes, Locke’s mixing criterion generates many embarrassing line-drawing questions. For example: how much work or labor is required to own a plot of land, or how big a plot does my labor entitle me to? More fundamentally, (ibid.), “Why does mixing one’s labor with something make one the owner of it?” For our part, we would add the following query to Nozick’s already extensive list: does this Lockean or “natural ownership” right include only an inalienable right of possession (while the owner is alive), or does it also include the right of transfer? If the latter (ownership rights are alienable), how can we test the truth of such a claim, or is it just because we say so? We will turn to the Lockean proviso tomorrow …

Nozick continues his devastating critique of so many theories of distributive justice on pp. 167-174 of ASU. He is on a major roll now, and his arguments are compelling. Here is just a small sample of some of Nozick’s most powerful points:

• Families pose a problem for most theories of justice, especially those theories based on patterns or end-states. Why? Because (p. 167) “… within a family [may] occur transfers that upset the favored distributional pattern.”
• Social-wide patterns of distribution are unstable (p. 168): “The likelihood is small that any actual freely-arrived-at set of holdings fits a given pattern; and the likelihood is nil that it will continue to fit the pattern as people exchange and give.”
• Taxation of wages is worse than theft; such taxation is a form of forced labor. After all, if the government can’t force you to give up x hours of your time per week to help the needy, then why does the government have the right to take the equivalent of x hours of your weekly paycheck to produce the same result? (See pp. 169-172 for a full exposition of Nozick’s simple and intuitive argument against taxation.)

The forced labor analogy is especially poignant, for like the Wilt Chamberlain Argument, Nozick’s critique of taxation of wages appears (to us) to be irrefutable. Forced labor is usually defined as being forced to work for little or no pay, but what do you call it when you are paid in full for your work, but a third party is allowed to take (or “withhold”) some fraction of your wages? Also, why does Nozick limit his devastating critique of taxation to wage taxes? Doesn’t it apply to all forms of taxation? If so, what is the moral basis upon which any tax can be justified? And if no moral justification of taxation is possible, then how are essential public goods like courts, cops, and the common law to be financed?

We will resume our review of Anarchy, State, and Utopia in a day or two.

The next subsection of Chapter 7 (pp. 164-166) contains a dense digression on Chapters 6 and 6* of Amartya K. Sen’s advanced treatise on Collective Choice and Social Welfare (pictured below). We won’t comment on Nozick’s treatment of Sen’s work here, except to say that his short digression has spawned some secondary scholarly controversy. See, for example, C. R. Perelli-Minetti’s 1977 paper “Nozick on Sen: A Misunderstanding” — published in Vol. 8 of the journal Theory and Decisions on pp. 387-383 — and Miles Sonstegaard’s 1987 paper “Nozick on Sen: A Reply to Perelli-Minetti” — published in Vol. 22 of the same journal on pp. 203-207. Unfortunately, both of those intriguing papers are gated. Once we are are able to obtain copies of those papers, we will revisit Nozick’s treatment of Sen. For now, in terms of the overall number of pages in Anarchy, State, and Utopia, we are now half-way through Nozick’s book!

Nozick introduces his “Wilt Chamberlain Argument” on pp. 160-164 to show why most pattern-based or end-state distributions are unstable. The argument is not only simple and intuitive; it also shows why massive amounts of inequality can be consistent with justice. In summary, the argument goes like this:

I must confess that I was flabbergasted when I first saw this famous example so many years ago. For starters, I liked Nozick’s willingness to use an example from popular culture. (Here was a Harvard philosopher who knew a thing or two about sports!) But even more importantly, I thought that Nozick’s Wilt Chamberlain Argument was (is) irrefutable. After all, if enough people freely want to pay an extra amount of their money to see their favorite player, shouldn’t the player be able to keep that money? Nevertheless, there is a possible flaw with Nozick’s argument. What if the team decides to breach its contract with Wilt Chamberlain? In that case, Chamberlain could resort to self-help (not play the following season unless he is paid), or he could sue his team in a court of law to enforce his contract (unless the contract has an arbitration clause!). Yet courts are expensive to operate, and the set of rules under the rubric of contract law (whether based on model legislation like the UCC or common law principles) doesn’t just arise out of thin air. Isn’t it just, then, that Wilt Chamberlain be required to pay for this legal infrastructure out of his earnings? Moreover, doesn’t Wilt Chamberlain have a moral duty to share some fraction of his earnings (via charity, not taxes) with some less fortunate souls, say poor kids who would like to play basketball?

Nozick considers other historical or “patterned” approaches to justice on pp. 155-160 of ASU, such as “distribute according to moral merit” and “distribute according to usefulness to society” and other formulations. Putting aside definitional problems — i.e. the awkward fact that there are many different conceptions of “morality” and “utility” — Nozick points out how all these alternative approaches to justice all suffer from the same major flaw. They focus exclusively on questions of distribution (who gets what?) and neglect questions of production (who makes what?). Nozick’s entitlement theory of justice, by contrast, emphasizes the problem of production (p. 160, emphasis in original): “The situation is not one of something’s getting made, and there being an open question of who is to get it. Things come into the world already attached to people have entitlements over them.” In other words, most theories of distributive justice erroneously assume that there is already a large enough pie to give away, but in reality, the pie has got to be made before it can be distributed!

On pp. 153-155 of ASU, Nozick launches a powerful and stinging critique against “welfare economics” and equality-based theories of distributive justice. (Welfare economics is a branch of economics that purports to measure a society’s overall well-being or welfare at the aggregate level.) How does Nozick accomplish this heroic task? By drawing a distinction between two approaches to justice: historical or sequential versus time-slice or end-states. In the words of Nozick (p. 153, emphasis in original): “The entitlement theory of justice is historical; whether a distribution is just depends upon how it came about.” According to a time-slice approach, by contrast (p. 154), “all that needs to be looked at, in judging the justice of a distribution, is who ends up with what.” The problem with such time-slice or end-state theories of justice, however, is that they neglect just deserts. According to Nozick (p. 154), “Most persons do not accept current time-slice principles as constituting the whole story about distributive shares. They think it relevant in assessing the justice of a situation to consider not only the distribution it embodies, but also how that distribution came about.” In other words, a given distribution of goods will be just so long as the initial acquisition of goods and their subsequent transfer are themselves just, even if people end up with shares of different or unequal sizes. (But by Nozick’s own logic, couldn’t one argue that transfer and acquisition are not the whole story either?) We are fighting a cold, but we will try to continue our review of Ch. 7 tomorrow …

Nozick begins Chapter 7 with a point of terminological order. He explains why he prefers the phrase “justice in holdings” over the term “distributive justice” (pp. 149-150, emphasis in original): “There is no central distribution, no person or group entitled to control all the resources [of a society], jointly deciding how they are to be doled out…. In a free society, diverse persons control different resources, and new holdings arise out of the voluntary exchanges and actions of persons…. The total result is the product of many individual decisions.” Next, Nozick presents an outline of his entitlement theory of justice in holdings on pp. 150-153. Here, he notes that a theory of justice in holdings must address three issues:

1. The initial acquisition of holdings (the appropriation or ownership over unheld things or “justice in acquisition”);
2. The transfer of holdings from one person to another (or “justice in transfer”); and
3. The rectification of injustices in the acquisition or transfer of holdings (or “rectification of injustice”).

So far, so good! Yet, ironically, Nozick then concedes on p. 153 that he is not going to attempt the task of specifying the details of each of these three major areas of justice. Really? If he’s not going to delve into these details, then what in God’s name is Nozick going to do in the remainder of Chapter 7? We will press on tomorrow …

Credit: shama.paro (Agra University)

Let’s resume our extended review of Anarchy, State, and Utopia (ASU), shall we? Since we’re now ready to jump into Chapter 7, let’s begin by taking a look at the overall structure and organization of this chapter. This chapter is titled “Distributive Justice” and is divided into two sections. Section One contains eight separate subsections as follows:

• The Entitlement Theory (pp. 150-153)
• Historical Principles and End-Result Principles (pp. 153-155)
• Patterning (pp. 155-160)
• How Liberty Upsets Patterns (pp. 160-164)
• Sen’s Argument (pp. 164-166)
• Redistribution and Property Rights (pp. 167-174)
• Locke’s Theory of Acquisition (pp. 174-178)
• The Proviso (pp. 178-182)

Here, Nozick is going to present his “entitlement theory” of justice. Because of meetings and other commitments we have today, we will jump into Nozick’s entitlement theory tomorrow …