Nozick on punishment and anti-punishment

Part 36 of my epic review of Robert Nozick, which covers the last two subsections of Chapter 6 (pp. 137-467), formally concludes my review of Part I of “Anarchy, State, and Utopia.” In summary, Nozick’s thesis in Part I of his magnum opus has both descriptive and normative components. The descriptive part of Nozick’s thesis is that a plethora of protection rackets will spring up in the state of nature until one of them becomes the dominant one, monopolizing the right to punish and settle disputes about the scope of one’s rights. By contrast, the normative part of his thesis is that this dominant protection racket is morally required to pay compensation for any disadvantages imposed on others, though he fails to explain how such disadvantages are to be measured or monetized. My concluding questions for Nozick are below:

1. What is the moral baseline for deciding when someone has suffered a disadvantage?
2. How are conflicts between neighboring protection rackets resolved?
3. What role do families play in your Lockean state of nature?

Note that I have raised many of these same queries before (see here, for example), and further note that Nozick fails to provide satisfactory answers to them.

F. E. Guerra-Pujol's avatarprior probability

The last two subsections of Chapter 6 (pp. 137-146) contain an extended digression on the problem of punishment and the possibility of “anti-punishment” (my term) via preventive detention in “resort detention centers”, one of my favorite Nozickian thought experiments thus far. More to the point, Nozick identifies some serious problems with Locke’s state-of-nature theory:

  • Don’t all persons (not just the victim) have the right to punish wrongdoers in the state of nature?
  • What happens when people disagree about the content or scope of their rights?
  • How much compensation must be paid to persons who are prevented from exercising their rights?

Nozick’s answer to the first two questions is the dominant protection association. Once a protection agency becomes the dominant one in a territory, it (the agency) will monopolize the right to punish and will settle disputes about the scope of one’s rights. Nozick, however, glosses over the possibility of conflict…

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Nozick refutes his own theory!

Part 35 of my epic review of Robert Nozick’s “Anarchy, State, and Utopia,” which covers the fourth subsection of Chapter 6 (pp. 133-137) and which I am reblogging below, identifies an internal contradiction in Nozick’s theory of the state of nature.

F. E. Guerra-Pujol's avatarprior probability

Unwittingly, Nozick contradicts himself and refutes his own theory of the state in the fourth subsection of Chapter 6 (pp. 133-137)! Recall Nozick’s previous claims from Chapter 5 of  Anarchy, State, and Utopia. In case your memory needs some refreshing, we will break down his main claims here:

  • That a territory’s dominant protection association will eventually become a state or state-like entity;
  • That the dominant protection agency in each territory will prohibit non-clients from enforcing their rights in their dealings with the clients of the protection agency;
  • That the dominant protection agency will compensate these non-clients for this violation of their rights;
  • That this compensation will be in the form of in kind protection services;
  • That this process from protection agency to state will occur without anyone’s natural rights being violated, since non-clients will receive compensation.

Now, however, in the fourth subsection of Chapter 6, Nozick will not only…

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A Question for Nozick: Why Locke?

Let’s keep it moving, where “it” is my epic review of Robert Nozick’s “Anarchy, State, and Utopia” (ASU). To the point, the post below — Part 34 of my review — covers the third subsection of Chapter 6 of ASU and poses a key question for my fellow readers of Nozick. (¡Feliz cumpleaños, mi querida Sydjia!)

F. E. Guerra-Pujol's avatarprior probability

Nozick poses two additional questions in the third subsection of Chapter 6 (pp. 130-133). First, he asks whether individuals in a state of nature might agree with each other or unilaterally decide to refrain from creating or joining a protection agency, or in Nozick’s words (p. 130, emphasis in original): “… might not everyone choose to stay out, in order to avoid the [inevitable loss of freedom] at the end of the process.” (In other words, why isn’t option D (from our 1/9/18 blog post) the most likely equilibrium in the state of nature.) According to Nozick, such a possibility is not a stable equilibrium, since the state of nature is like a Prisoner’s Dilemma (p. 131): “each individual will realize that it is in his own individual interest to join a protection association (the more so as some others join) …” Really? If I join a protection agency, what…

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Nozick on preemptive strikes

Happy Birthday, my beloved Sydjia! Today, I am reblogging my review of the second subsection of Chapter 6 of “Anarchy, State, and Utopia” in which Nozick explores the morality of preemptive strikes. (The post below is Part 33 of my extended review of Nozick.)

F. E. Guerra-Pujol's avatarprior probability

The second subsection of Chapter 6 (pp. 126-130) anticipates the worldwide controversy over President George W. Bush and Prime Minister Tony Blair’s ill-fated decision to invade Iraq in 2003, which in hindsight, turned out to be one of the worst and costliest decisions in history. Here, Nozick asks, when is a preemptive attack morally wrong, and when is such an attack morally justified?

Recall Nozick’s key question from our previous post: may I prevent others from joining a protection association in the state of nature if I know that their protection association will later prevent me from exercising my natural rights in the future? It turns out that this question and the preemptive war question are analytically the same! Nozick, however, draws an artificial and untenable distinction, invoking the “last clear chance” doctrine from tort law: if an act requires a subsequent decision to commit a wrong — i.e. if…

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What is the equilibrium, if any, in the state of nature?

Happy Kwanzaa! I am now resuming my in-depth review of Robert Nozick’s “Anarchy, State, and Utopia”, so let’s pick up where we left off: with Chapter 6. That chapter has six subsections, and the post below — part 32 overall of my epic review — covers the first subsection of Ch. 6, where Nozick models the state of nature as a Prisoner’s Dilemma.

F. E. Guerra-Pujol's avatarprior probability

We almost considered skipping Chapter 6 of Anarchy, State, and Utopia, since Nozick himself invites his readers to do so on p. 120: “The reader who wishes to pursue the main flow of our argument may proceed directly to the next chapter.” But as we have noted in so many of our previous posts, Nozick has left too many issues open and ends untied thus far, problems that he promises to tackle in Chapter 6. In addition, Nozick raises two excellent questions in the first subsection of Chapter 6 (pp. 120-125). First, Nozick asks what equilibrium is most likely to occur in a state of nature? To this end, he models the state of nature as a Prisoner’s Dilemma (see example below). According to Nozick, there are four possibilities in all:

Option A: You can join a protection association and allow your neighbors to join one.

Option B

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Why not use auctions to allocate orbits in outer space?

Happy Boxing Day! You may have heard about the James Webb Space Telescope, which was launched 10 years behind schedule and cost almost $10 Billion USD to complete. (See this NY Times report, for example.) What you may not be aware of is that the Webb Telescope will not be in orbit around the Earth — it will orbit the Sun! (See image below; more details about the Webb Telescope’s solar orbit are available here, via NASA.) Also, the Webb Telescope is not the first spacecraft to orbit the Sun; that honor goes to Luna 1, which went into orbit around the Sun, between the orbits of Earth and Mars, on 4 January 1959. In any case, I am taking this opportunity to re-arrange and share the links of my previous blog posts on the possibility of allocating orbits in outer space using auctions:

  1. In praise of Coase (again)
  2. The tragedy of the outer space commons
  3. The allocation of launch licenses
  4. Launch Auctions and the Outer Space Treaty
  5. Auctions for Outer Space
NASA - 'L2' Will be the James Webb Space Telescope's Home in Space
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Feliz Navidad

I will resume my epic, in-depth review of Nozick on Monday; in the meantime, all I want for Christmas is “Mariachi Show 2000” — check out their version of Jose Feliciano’s classic song “Feliz Navidad” — the best version I have ever heard!

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La Virgen y el Niño con Santa Ana

To commemorate the holiday traditions of “Nochebuena” and Christmas I am posting this portrait of “The Virgin and Child with Saint Anne” by the Greek artist El Greco (b. 1541, d. 1614), who completed this work in the year 1600 in Toledo, Spain, where El Greco lived during the second half of his life. (This oil on canvas is now part of the art collection of the Wadsworth Atheneum Museum of Art in Hartford, Connecticut.) One of the things that I love about this work is that includes Saint Anne, the mother of the Virgin Mary and Jesus’ maternal grandmother.

The Virgin and Child with Saint Anne
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Holiday readings

Among other things, the holidays are a time when I finally get to catch up on my scholarly readings. Below, for example, is a listing of some of the sundry papers and books I am studying this season:

  1. Gametek: the math and science of gaming” by Geoffrey Engelstein.
  2. Where is my flying car?” by Josh Hall (cover pictured below).
  3. Games: agency as art” by C. Thi Nguyen.
  4. Do you have to reply to this paper?” by Saul Smilansky.
  5. Moral theory and anomaly” by Tom Sorrell.
  6. Measuring the accuracy of diagnostic systems” by John A. Swets.
  7. Extreme entrepreneurship” by Adam J. Sulkowski.
Amazon.com: Where Is My Flying Car?: 9781953953186: J. Storrs Hall: Books
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Critique of Pardo’s legal proof paper

I still have one more piece of unfinished business before I resume my in-depth review of Robert Nozick’s magnum opus Anarchy, State, and Utopia, and that is “Grounding Legal Proof” — a paper on the “epistemology of evidence law” authored by Michael S. Pardo, a law professor at Georgetown. (Hat tip to my colleague and friend Larry Solum, who also teaches at Georgetown, for bringing Pardo’s thought-provoking paper to my attention last summer.) Specifically, how do we prove a fact in a legal case?

By way of example, consider the case of Muckler v. Buchl, 276 Minn. 490 (1967), available here, which Pardo mentions in the introduction to his paper. In that case, a 55-year-old woman fell down a flight of stairs at an apartment building and died four months later as a result of the injuries she suffered during the fall. Her husband brought a wrongful-death lawsuit against the landlord, and during the trial of this case, a witness testified that the stairs were dimly lit, but this witness did not actually see the plaintiff’s fall. Is there sufficient evidence for the jury to find, by a preponderance of evidence (the standard of proof in civil cases), that the woman’s fall was caused by the lack of lighting?

In summary, Professor Pardo provides a good overview of the two main academic schools of thought regarding how to approach questions like these — he describes probabilistic approaches to evidence as well as story-telling or “explanatory” accounts — but he is on more shaky ground (pun intended!) when he concludes that explanatory theories of evidence law are better than probabilistic ones. Why? Because Pardo’s basic “probability-versus-explanation” dichotomy presents us with a false choice! In reality, all evidence is probabilistic — even the definition of relevant evidence in the modern rules of evidence expresses the test of legal relevance in probabilistic terms — and as the great Frank Ramsey (pictured below), along with Bruno de Finetti, showed us almost 100 years ago, the truth-value of a disputed fact can always be expressed in terms of the fact-finder’s subjective “degree of belief” or credence. (FYI: I explain Ramsey’s ideas more fully here.)

To return to the tort case mentioned above, whether the evidence supports the conclusion that the woman’s fall was due to poor lighting is ultimately nothing more than a probabilistic guess based on the testimony presented in the case and one’s common sense. Or to borrow Professor Pardo’s own preferred jargon, whether an explanation of the evidence in a case is “plausible” or not — or whether that explanation is more believable than a competing story — depends on one’s subjective probability of that particular story being true. Why evidence scholars would choose to gratuitously reject this key insight is beyond me. Perhaps “probability-phobia” is to blame? Whatever the reason, if there is one area of law that stands to benefit the most from Ramsey and de Finetti’s insights it is the law of the evidence.

PS: I will return to the topic of evidence law and subjective probability after I complete my review of Nozick.

Review: Frank Ramsey, A Sheer Excess of Powers - NBC2 News
Don’t be afraid of me!

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